Brokerage Firms

Brokerage firms spend millions of dollars on advertising, trying to create a message that their dependable and trustworthy. What they don’t tell you is that brokerage firms (both large and small) are regularly being sued by investors and investigated by government regulators for putting their commissions ahead of their obligations to their clients and their money.

Click below to see the ugly underside of the brokerage business—what these firms don’t want their clients to see.

We wish that this was the end of the list, but unfortunately, there are more firms with past and present issues.  We track them all on our BLOG.