Helping People That Have Been Harmed By Stock Broker Misconduct
If you believe that your broker put your money in investments that were too risky, such as variable annuities, didn’t follow your instructions, committed retirement investment fraud, or earned too many commissions by overtrading your account, we can help.
Most people who have lost their investments and retirement money do not even consider that they were dealing with a bad stockbroker. When stocks go up, the brokers claim it’s a sign of their skill and resources. But when you lose money, the brokers usually say that losses are caused by market risk. Stocks do go up and down in price, but some stock losses are the result of stock broker misconduct.
Do you think that you may need a stock broker fraud attorney? Over the years, we have spoken to hundreds of people who have been harmed by stock brokers and financial advisors. We’ve helped some of those people get some or all of their money back. Most of the time, we can tell you over the phone whether or not we may be able to help you.
Broker Alert: Alexander Torres, J.P. Morgan
24th January 2017Broker Alert: Alexander Torres, J.P. Morgan, broker and financial advisor. Brian Alexander Torres, a former J.P. Morgan broker, entered the securities industry in September and ...Read More
Broker Alert: John Simpson, former RBC Capital broker and financial advisor
24th January 2017Broker Alert: John Simpson, former RBC Capital broker and financial advisor Finra on December 9, 2016 barred two former brokers for violating firm policies, one ...Read More
Finra Fines Morgan Stanley $1.5 Million
24th January 2017Finra Fines Morgan Stanley $1.5 Million for Failing to Deliver Fund Prospectuses Online. During one nine-month period, the firm failed to deliver close to 2.1 ...Read More
Stockbrokerage Financial Advisor Firms Are Failing to Supervise Rogue Brokers, Says Massachusetts Regulator William Galvin
24th January 2017Stockbrokerage Financial Advisor Firms Are Failing to Supervise Rogue Brokers, Says Massachusetts Regulator William Galvin. Only 6% of reps with checkered backgrounds were placed on ...Read More
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Judge Leonie Brinkema United States District Court, District of Virginia
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