Finra Fines Morgan Stanley $1.5 Million
Finra Fines Morgan Stanley $1.5 Million for Failing to Deliver
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(818) 986-7100
(818) 986-7100
Joe Fogel has recovered millions for clients harmed by stockbroker misconduct. He has taken on brokers at major firms like Merrill Lynch, Smith Barney, and A.G. Edwards, and has fought for justice on behalf of clients across California and Arizona.
Decades of Experience. National Recognition. Real Results.
(818) 986-7100
We listen. We investigate. And if there’s a case—we fight to get your money back.
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These cases are not provided as a guarantee, prediction or
warranty of the outcome in your particular case.
For more than two decades, StockbrokerLawyer.com has represented everyday investors—nurses, retirees, engineers,
and professionals—who’ve suffered financial harm at the hands of stockbrokers who abused their trust.
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Not all financial losses are due to market risk. If your broker made trades without permission, recommended unsuitable investments, or earned excessive commissions through overtrading, it could be misconduct. We offer free case reviews to help you find out.
We handle cases involving investment fraud, unauthorized trading, excessive commissions (churning), bad financial advice, retirement investment abuse, and elder financial exploitation—especially claims against major brokerage firms.
Most stockbroker fraud cases are resolved through FINRA arbitration, not in court. It’s a streamlined legal process designed specifically for broker disputes, and we handle it all on your behalf.
Your case review is completely free. In most cases, we work on a contingency fee basis, which means you don’t pay anything unless we recover money for you.
Time limits apply to all legal claims, and brokerage firms often use delays as a defense. If you suspect wrongdoing, it’s important to act quickly. Contact us now to protect your rights.
Joe Fogel has won praise from clients, opposing council, and judges alike.
Finra Fines Morgan Stanley $1.5 Million for Failing to Deliver