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VSR Financial Broker William Elson Has Complaint.

vsrlogolandingVSR Financial Broker William Elson Has Complaint.

VSR Financial Services broker/adviser William Elson, Iowa, has a customer complaint. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses regarding Mr. Elson (CRD# 1808374).

William Elson has worked for VSR Financial Services in Des Moines, Iowa since 1989. He is a registered broker and investment adviser in 25 states including: Alabama, Arizona, Arkansas, Colorado, Connecticut, Louisiana, Massachusetts, Michigan, Minnesota, Nebraska, North Carolina, Virginia, Washington, and Wisconsin.

According to the FINRA BrokerCheck report, William Elson has one customer complaint.

In 2011 a customer alleged William Elson, employed at VSR Financial Services, breached his fiduciary duty, and made unsuitable investment recommendations, and misrepresented material facts related to an investment. The complaint settled for $140,000.

According to FINRA Rules and federal securities law, brokers and investment adviser like Wilson Elson and other advisors may recommend only investments that are suitable for their clients. Brokers must weigh such factors as the customer’s investment goals, experience, age, income, risk tolerance, and others. They cannot misrepresent or omit material facts pertaining to an investment, as misrepresentations or omissions might lead a customer to invest unsuitably. Brokers who fail to recommend suitable investments may be subject to disciplinary action by FINRA or the Securities and Exchange Commission.

If you have complaints regarding William Elson, call us at (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.


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