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Sagepoint Financial fines in 2013

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Sagepoint Financial stockbroker Guy Weber, of Missouri, was fined $700,000 for failing to supervise one of its brokers, Guy F. Weber. Guy Weber in Missouri who alleged to be engaged in unethical or dishonest practices, in violation of Missouri law.  Guy Weber is now a former broker.  Guy Weber was at Sagepoint Financial in Saint Peters Missouri.  There were two arbitration claims brought against Mr. Weber, and substantial settlements made by Sagepoint Financial.  (December 2013).

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