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Rusty Hood Faces, TransAmerica Financial Advisors, Pending Complaints

transamericaTransAmerica Financial Advisors broker/adviser Rusty Hood is the subject of pending customer complaints. The investment recovery law firm of StockBrokerLawyer.com seeks investors who have complaints regarding Mr. Hood (CRD# 4890998). Mr. Hood is California based.

Rusty Hood has spent eleven years giving financial advice, and worked for TransAmerica Financial Advisors in Westlake Village, California since 2012. Before that, he worked for World Group Securities in Agoura Hills, California (2005-2012). He is a registered broker and investment adviser with six states: Alaska, California, Nevada, New York, Texas, and Washington.

According to FINRA, Rusty Hood has two pending customer complaints.

In February 2016 a customer says that Rusty Hood, while working at TransAmerica Financial Advisors, sold too much insurance. The customer seeks $16,800 in damages in the pending complaint.

In July 2015 a customer says that Rusty Hood, while working at TransAmerica Financial Advisors, made errors in establishing her company’s 401(k) plan. The customer seeks damages of more than $36,000 in the pending complaint.

If you have losses in your account, with Rusty Hood as your financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.


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