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Robert Kerrigan, First Financial Equity, Sanctioned by FINRA

First Financial EquityPublicly available records provided by FINRA, the Financial Industry Regulatory Authority show that former First Financial Equity broker Robert Kerrigan, from Arizona, has been sanctioned by FINRA. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses. We are admitted to practice in Federal Court in Arizona and look forward to helping you.

Robert Kerrigan has spent more than 40 years giving financial advice and most recently worked for First Financial Equity Corporation in Scottsdale, Arizona (2008-2015). He is currently not registered with any state or firm.

According to FINRA Robert Kerrigan has received two customer complaints, one regulatory sanction, and one pending regulatory complaint.

In May 2016, FINRA sanctioned Robert Kerrigan following allegations that he failed to supply requested documents and information during an investigation into the alleged undisclosed private securities transactions and outside business activities. She was issued a permanent bar from the securities industry.

In August 2016, Robert Kerrigan was named as a subject of a complaint by the Arizona Corporation Commission (an important regulator in Arizona) alleging that he participated in an undisclosed outside business activity. The action remains pending.

In 2001, a customer complained that Robert Kerrigan, while employed at InterSecurities, misrepresented material facts related to an investment. The complaint settled for more than $9,100.

If you have losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.


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