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Matthew Lum, Girard Securities, Faces Pending Complaint

girard-securities_owler_20160227_182408_originalMatthew Lum, Girard Securities, Faces Pending Complaint
Girard Securities broker financial adviser Matthew Lum, California has pending customer complaints. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses or investigate complaints regarding Mr. Lum (CRD# 1622477) and Girard Securities.

Matthew Lum has almost 30 years giving financial advice, and has worked for Girard Securities in Santa Barbara, California since 2004. He is a registered broker and investment adviser with thirteen US states: Arizona, California, Colorado, Florida, New Mexico, New York, Pennsylvania, Texas, Utah, Virginia, Washington, and Wyoming. We believe that Mr. Lum has many customers in Santa Barbara County, California, and Ventura County, California, including Westlake Village, California and Thousand Oaks, California. We offer in person or in office visits for consultation in any of those locations.

According to the FINRA BrokerCheck report, Matthew Lum has two customer complaints and one pending customer complaint.

In January 2015, a customer alleged stockbroker Matthew Lum, while employed at Girard Securities, acted negligently, misrepresented material facts, and made unsuitable investment recommendations. The customer is seeking $915,000 in damages in the pending complaint.

In 2010 a customer complained that Matthew Lum, while employed at Girard Securities, recommended unsuitable investments that resulted in a loss. The complaint settled in 2011 for $290,000.

In 2010 a customer alleged Matthew Lum, while employed at Girard Securities, breached his fiduciary duty, misrepresented material facts, committed elder abuse, engaged in fraud and deceit, and recommended unsuitable investments in IMH Secured Loan Fund, LLC. The complaint settled in 2011 for $175,000.

If you have lost money investing with Matthew Lum, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too. We can visit you, if that is easier for you.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

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