Our Blog

Mark Ketner, Maxim Group, has Six Complaints

Maxim Group, New York, broker Mark Ketner has multiple customer complaints. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses against Maxim Group.

Mark Ketner has more than thirty years giving financial advice and recommendations, and has been registered with Maxim Group in Woodbury, New York since 2002. Mark Ketner of Maxim Group is a registered broker in 26 US states so there may be customers with losses in many states.

FINRA regulatory documents show that Mark Ketner has six customer complaints and another one pending customer complaint.

April 2015, a customer says Mark Ketner, of the Maxim Group, executed unsuitable trades. The customer seeks $475,000 in damages in the pending complaint. In 2013 a customer complained that Mark Ketner, of the Maxim Group, gave unsuitable investment recommendations. The complaint settled in 2014 for $150,000. In 2011, a customer complained that Mark Ketner, recommended unsuitable investments. That complaint settled in 2012 for $55,000.

In June 2011, a customer alleged that Ketner, at Maxim Group, made an unsuitable investment recommendations. The complaint settled in 2012 for $30,000

In May 2010 a customer said that Mark Ketner, at Maxim Group, executed excessive and unsuitable trades. The complaint settled in 2011 for $42,500.

In March 2010, a customer alleged Mark Ketner, at Maxim Group, churned his account. Churning is the unnecessary and excessive trading in an account, for increased commissions, which can be a serious issue. The complaint settled for $25,000.

In July 2006, a customer complained that Mark Ketner, at Maxim Group, recommended unsuitable investments. The complaint settled in 2007 for $40,000.

This number of customer complaints is a real red flag that calls for further investigation.

If you have losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

Tags:

This is a unique website which will require a more modern browser to work! Please upgrade today!