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Kevin Kuhlow, LPL Financial, Los Gatos, California, Barred From Securities Industry

lpl-financial LPL Financial broker Kevin Kuhlow, also known as Kevin Cullen, in California, has been permanently barred from acting as a broker or an investment adviser. The investment recovery fraud law firm of StockBrokerLawyer.com seeks customers of Kevin Cullen or Kevin Kuhlow who have suffered losses in their account with LPL.

Kevin Kuhlow (or Kevin Cullen) had spent more than 25 years in financial services, and spent the last decade working for customers at LPL Financial in Los Gatos, California (2005-2016). He is currently not licensed to work for any firm. It is unknown what LPL Financial is telling customers of Kevin Cullen about the reason for his departure from the brokerage firm, and the entire financial advice services business.

FINRA resources confirm that Kevin Kuhlow has one regulatory sanction and one customer complaint. He was discharged from LPL Financial.

In March 2016 FINRA barred Kevin Kuhlow following allegations he “refused” to provide requested documents and information, or to appear for on-the-record testimony, in connection with a FINRA investigation that he had directed clients “to an unapproved investment.” He was permanently barred from the securities industry.

In 2005 a customer said Kevin Kuhlow, while employed at Wells Fargo investments, misappropriated funds. The customer sought $104,240 in damages in the complaint, which was closed.

In 2003 a customer complained that Kevin Kuhlow, while employed at Citigroup, executed unauthorized trades. The customer sought unspecified damages in the complaint, which was closed.

If you have losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.


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