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Jacquin Fink, Merrill Lynch: Broker Complaints

Screen Shot 2015-08-05 at 10.36.36 PMJacquin Fink, Merrill Lynch: Broker Complaints.

Merrill Lynch broker/adviser Jacquin Fink (CRD# 207807) based in New York has four customer complaints. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses who have complaints regarding Mr. Fink’s investment group, the Fink Group, at Merrill Lynch, in New York City.

Jacquin Fink has spent almost fifty years giving financial advice, with Merrill Lynch for much of that time. That is an unusually long career, both giving investment advice and with one firm.

FINRA records show that Jacquin Fink is the subject of three relevant customer complaints.

In November 2015 a customer alleged Jacquin Fink, while employed at the Fink Group of Merrill Lynch, made unsuitable investment recommendations between October 2012 and August 2014. The complaint settled in December 2015 for more than $106,000.

In 2011 a customer alleged Jacquin Fink, while employed at Fink Group at Merrill Lynch, executed aggressive trades and misrepresented material facts. The complaint settled in 2012 for $1,729,000. Clearly, that is a significant settlement.

In 2010 a customer alleged Jacquin Fink, while employed at Fink Group at Merrill Lynch, recommended unsuitable investments, engaged in excessive trading, and executed unauthorized transactions. The complaint settled for $200,000.

If you or someone you know has lost money investing with Jacquin Fink or the Fink Group at Merrill Lynch If you have losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com   You may be entitled to recover  your losses.   We work on contingency: we are paid only when you are paid.   Time is limited; delay is the favorite defense of the brokerage firms.   Call 888-986-7199 now to speak to an attorney for a no cost evaluation.


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