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Elliot Harris, Morgan Stanley, Discharged from Morgan Stanley

morgan-stanley-fraud-2Financial Advisor and broker Elliot Harris, Georgia, is currently not licensed to act as a broker or an investment adviser. The investment recovery law firm StockBrokerLawyer.com seeks investors who have account losses over $100,000 with Mr. Harris (CRD# 2496586). He was last working for Triad.

Elliot Harris has spent more than twenty years in the financial advice sector and was last working for Triad Advisors in Norcross, Georgia. Importantly, before that Elliot Harris worked for Ladenburg Thalmann & Company in Boca Raton, Florida; Morgan Stanley Smith Barney in New York, New York; Citigroup Global Markets in New York, New York; AXA Advisors in Melville, New York; Ladenburg Thalmann & Company in New York, New York. He is currently not registered with any state or firm–being out of the industry.

According to FINRA, Elliot Harris has one customer complaint and one denied customer complaint, and was discharged from Morgan Stanley Smith Barney.

In December 2015 a customer said that Elliot Harris, while employed at Ladenburg Thalmann & Company, engaged in unauthorized trading. The customer sought unspecified damages in the complaint, which in March 2016, which the firm denied.

In 2009 Elliot Harris was discharged from his position at Morgan Stanley Smith Barney following allegations he “submitted a telephone log that contained false information during a review of certain client trades.” This is a significant breach of the requirements of truthful and accurate records.

If you have losses in your account, with Elliot Harris as your financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.


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