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More Fines against NEXT Financial Group
In May 2008, FINRA fined NEXT Financial Group for reporting violations; NEXT Financial is obligated to update FINRA when certain material adverse events occur ...
Read moreNEXT Financial Group Fined $1,000,000
NEXT Financial Group was fined $1,000,000 by regulators for supervisory violations. Those failures to supervise involve failing to properly supervise its approximately 130 Office ...
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