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Broker Alert: Alexander Torres, J.P. Morgan
Broker Alert: Alexander Torres, J.P. Morgan, broker and financial advisor. Brian Alexander Torres, a former J.P. Morgan broker, entered the securities industry in September and ...
Read moreMichael Oppenheim, JP Morgan, Barred From Trading Industry
Michael Oppenheim, JP Morgan, Barred From Trading Industry. JP Morgan broker Michael Oppenheim has been permanently barred from acting as a broker or investment adviser, ...
Read moreJ.P. Morgan Chase Fined $1.7 Million by Securities Regulators for Unsuitable Sales Practices Involving Complex Financial Products: Floating-Rate Funds & UITs
Finra entered made a settlement with J.P. Morgan Chase who consented to a fine of $1.7 million and agreed to reimburse customers in the ...
Read moreUnder Investigation, JP Morgan Increases Potential Legal Reserves More than $2 Billion
JP Morgan Chase recently added $2.4 billion to its estimate fo the amount of legal costs it is facing, from investigations into possible currency manipulation and ...
Read moreJP Morgan Chase Hit With $78 Million in Fines
Europan banking authorities fined JP Morgan Chase more than $78 million for manipulating an international financial benchmark and being part of a derivatives cartel. ...
Read moreJ.P. Morgan Settles WorldCom Suit for $2 Billion
From Washington Post: http://www.washingtonpost.com/wp-dyn/content/article/2005/03/26/AR2005032601799.html By Ben White Published: Thursday, March 17, 2005 NEW YORK, March 16 -- J.P. Morgan Chase & Co. agreed Wednesday to pay $2 billion ...
Read moreJPMorgan Ends SEC Alabama Swap Probe for $722 Million
From Bloomberg: http://www.bloomberg.com/apps/news?pid=newsarchive&sid=aKdo.y7rr1ys&pos=3 By Martin Z. Braun and William Selway Published: November 4, 2009 Nov. 4 (Bloomberg) -- JPMorgan Chase & Co. agreed to a $722 million settlement ...
Read moreWall Street Compensation–’No Clear Rhyme or Reason’
From Wall Street Journal Blog: http://blogs.wsj.com/deals/2009/07/30/wall-street-compensation-no-clear-rhyme-or-reason/ By STEPHEN GROCER Published: July 30, 2009 Andrew Cuomo, New York’s Attorney General, just released a report breaking down compensation at ...
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