Broker Alert:  Oppenheimer Broker Matthew Giannone. The securities fraud attorneys at StockBrokerLawyer.com  are currently investigating claims against broker and investment adviser Matthew J. Giannone (CRD# 2800349).

According to the Financial Industry Regulatory Authority (Finra), Oppenheimer & Co. Inc. broker and investment adviser Matthew Giannone is the subject of seven pending customer disputes.  The sheer number of customer disputes is something for significant concern.

According to Mr. Giannone’s public regulatory information, customers have alleged that Mr.  Giannone made unsuitable recommendations, even borrowed funds from his clients, made unauthorized transactions and investments, made unauthorized use of margin, and excessively traded customer accounts.  The damages alleged by the clients in the pending disputes totals almost $1.9 million.

Mr. Giannone had previously been the subject of five other customer disputes since 2005.   He has worked for Oppenheimer & Co. Inc. based out of Melville, NY since May of 2013.   He previously worked for Merrill Lynch, and Citigroup Global Markets Inc..  If you were a customer of Mr. Giannone at one of those firms, and have significant investment losses, you may be able to recover those losses.

If you have losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation.  We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com   You may be entitled to recover  your losses.   We work on contingency: we are paid only when you are paid.   Time is limited; delay is the favorite defense of the brokerage firms.   Call 888-986-7199 now to speak to an attorney for a no cost evaluation.