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Thomas Penrose, Wells Fargo Broker, has Customer Complaints

shutterstock_159512447Thomas Penrose, Wells Fargo Broker, has Customer Complaints.
Wells Fargo broker/adviser Thomas Penrose, Pennsylvania is the subject of customer complaints. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses or complaints regarding Mr. Penrose (CRD# 3148796).

Thomas Penrose has spent seventeen years giving financial advice and has worked for Wells Fargo Advisors in Philadelphia, Pennsylvania since 2013. Before that, he worked for Morgan Stanley in Philadelphia (2009-2013). Mr. Penrose is a registered broker and investment adviser in more than 30 states, and we understand that he has customers in Florida, including Boca Raton, and Miami, and Tampa, and California, including San Jose, San Francisco, and Beverly Hills, and Arizona, including Phoenix, Arizona and other states.

According to the FINRA BrokerCheck report, Thomas Penrose has three customer complaints.

In 2014 a customer said that Thomas Penrose, while employed at Morgan Stanley, misrepresented material facts related stock options. The complaint settled in January 2016 for $125,00.

In 2011, a customer complained that Thomas Penrose, while employed at Morgan Stanley Smith Barney, misrepresented material facts related to a variable annuity investment. The complaint settled for $28,050.

In 2008, a customer alleged Thomas Penrose, while employed at Morgan Stanley & Company, failed to follow instructions to place a stop-loss order on Royal Bank of Scotland stock. The complaint settled for $42,000.

If you have lost money investing with Thomas Penrose, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

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