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Thomas Gresham, Wells Fargo Advisors, Broker Alert

NEXT-imagesThomas Gresham, Wells Fargo Advisors, Broker Alert

Thomas Gresham, Wells Fargo Advisors, has customer complaints. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses.

Thomas Gresham has spent more than forty years giving investment advice and worked for Moloney Securities, and Wells Fargo Advisors, in Kansas.

According to FINRA’s BrokerCheck report, Thomas Gresham has twelve customer complaints and one pending customer complaint.

In July 2015, a customer alleged Mr. Gresham, while at Wells Fargo Advisors, made unsuitable investment recommendations, engaged in unjust enrichment, and breached his fiduciary duty. The complaint settled in October 2015 for $43,000.

In July 2015, a customer said that, Thomas Gresham, while at Wells Fargo Advisors, breached his fiduciary duty, made unsuitable investment recommendations, violated the Kansas Securities Act, and engaged in unjust enrichment. The complaint settled in October 2015 for $62,000.

In July 2015, a customer complained that Thomas Gresham, at Wells Fargo Advisors, breached his fiduciary duty, made unsuitable investment recommendations, violated the Kansas Securities Act, and engaged in unjust enrichment.. The complaint settled in October 2015 for $110,000.
In July 2015 a customer alleged Thomas Gresham, while employed at Wells Fargo Advisors, engaged in unjust enrichment, breached his fiduciary duty, made unsuitable investment recommendations, and violated the Kansas Securities Act. T he complaint settled in October 2015 for $335,000.

In 2012 Thomas Gresham was terminated from his position at UBS Financial Services “when his managers lost confidence in his willingness to abide by the firm’s order entry policies.”

If you have complaints regarding Thomas Gresham, at any of the firms that employed him, or have unnecessary losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

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