Our Blog

Ronald Rothchild Discharged from Raymond James Financial

raymond-jamesFINRA documents show that former Raymond James Financial Services broker Ronald Rothchild, in New York, is currently not licensed to act as a broker or an investment adviser. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses.

Ronald Rothchild has spent almost 15 years giving financial advice and was last worked for Raymond James Financial Services in Garden City, New York (2011-2016). He is currently not registered with any state or firm.

Ronald Rothchild, previously of Raymond James Financial has a pending customer complaint and was discharged from his position at Raymond James Financial Services.

In April 2016, a customer alleged that Ronald Rothchild, while employed at Raymond James Financial Services, executed unauthorized trades, purchased unsuitable investments, and made inappropriate assurances. The customer is seeking $100,000 in damages in the pending complaint.

In April 2016, Ronald Rothchild was terminated from his position at Raymond James Financial Services following allegations that he “engaged in unauthorized trading exercising de facto control over the clients’ accounts, that the investments purchased were unsuitable and that made inappropriate assurances regarding the level of income the clients could expect to receive.”

If you have losses in your account, with this financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

Tags:

This is a unique website which will require a more modern browser to work! Please upgrade today!