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Mark Stevenson, Stifel Nicolaus, Faces Two Pending Complaints

11244Mark Stevenson, Stifel Nicolaus, Faces Two Pending Complaints

Stifel Nicolaus broker and financial adviser Mark Stevenson, New York, has customer complaints. The investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses and investigate allegations of losses against Mr. Stevenson (CRD# 436079) and Stifel Nicolaus.

Mark Stevenson has spent forty years in the securities industry and has worked for Stifel Nicolaus in New York, New York since December 2015. Before, he worked for Barclays Capital in New York, New York (2008-2015) and other firms. He is a registered broker and investment adviser with all states, including California, Arizona, Florida and Texas.

According to his BrokerCheck report, Mark Stevenson is the subject of six customer complaints and two pending customer complaints.

In 2014, a customer alleged Mark Stevenson, while employed at Barclays Capital, committed fraud, made unsuitable recommendations, engaged in churning, and executed unauthorized transactions. The complaint settled in May 2015 for $1,150,000.

In 2005, a customer said that Mark Stevenson, while employed at Lehman Brothers, failed to adequately supervise a representative. The complaint settled for $5,600,000.

There are other large and substantial customer complaints over Mark Stevenson’s career, including large settlements paid.

If you have complaints regarding or have lost money investing with Mark Stevenson, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

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