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Lost Arbitration for FSC

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FSC lost a group arbitration claim for more than $500,000– heard in Atlanta–its hometown– where Claimants asserted the following causes of action in the Statement of Claim, failure to supervise; negligence; omission of facts; misrepresentation; breach of fiduciary duty; respondeat superior /agency by estoppel; violations of Georgia’s Blue Sky law; and 8) unsuitability. The causes of action relate to Claimants’ investments in Price Financial Group, LLC (“PFG”) and the Montgomery Growth Fund.

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