JP Morgan/Chase Archives - StockBrokerLawyer.com

Broker Alert: Alexander Torres, J.P. Morgan

24th January 2017 24/01/17
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Broker Alert: Alexander Torres, J.P. Morgan, broker and financial advisor. Brian Alexander Torres, a former J.P. Morgan broker, entered the securities industry in September and ...

Michael Oppenheim, JP Morgan, Barred From Trading Industry

21st June 2016 21/06/16
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Michael Oppenheim, JP Morgan, Barred From Trading Industry. JP Morgan broker Michael Oppenheim has been permanently barred from acting as a broker or investment adviser, ...

J.P. Morgan Chase Fined $1.7 Million by Securities Regulators for Unsuitable Sales Practices Involving Complex Financial Products: Floating-Rate Funds & UITs

3rd March 2015 3/03/15
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Under Investigation, JP Morgan Increases Potential Legal Reserves More than $2 Billion

11th January 2015 11/01/15
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JP Morgan Chase recently added $2.4 billion to its estimate fo the amount of legal costs it is facing, from investigations into possible currency manipulation and ...

JP Morgan Chase Hit With $78 Million in Fines

30th October 2014 30/10/14
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Europan banking authorities fined JP Morgan Chase more than $78 million for manipulating an international financial benchmark and being part of a derivatives cartel. UBS ...