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Broker Alert: Alexander Torres, J.P. Morgan
Broker Alert: Alexander Torres, J.P. Morgan, broker and financial advisor. Brian Alexander Torres, a former J.P. Morgan broker, entered the securities industry in September and ...
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Michael Oppenheim, JP Morgan, Barred From Trading Industry
Michael Oppenheim, JP Morgan, Barred From Trading Industry. JP Morgan broker Michael Oppenheim has been permanently barred from acting as a broker or investment adviser, ...
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J.P. Morgan Chase Fined $1.7 Million by Securities Regulators for Unsuitable Sales Practices Involving Complex Financial Products: Floating-Rate Funds & UITs

Under Investigation, JP Morgan Increases Potential Legal Reserves More than $2 Billion

JP Morgan Chase recently added $2.4 billion to its estimate fo the amount of legal costs it is facing, from investigations into possible currency manipulation and ...
Read moreJP Morgan Chase Hit With $78 Million in Fines

Europan banking authorities fined JP Morgan Chase more than $78 million for manipulating an international financial benchmark and being part of a derivatives cartel. UBS ...
Read moreJ.P. Morgan Settles WorldCom Suit for $2 Billion

JPMorgan Ends SEC Alabama Swap Probe for $722 Million

Wall Street Compensation–’No Clear Rhyme or Reason’
