Our Blog

Broker Alert: Craig Price, UBS Financial Services, Discharged from UBS Financial

ubs

Broker Alert: Craig Price, UBS Financial Services, Discharged from UBS Financial.
UBS Willow Fund Loss, UBS Financial broker Craig Price, Florida, is currently not licensed to act as a broker or an investment adviser. T he investment recovery lawyers at StockBrokerLawyer.com are ready to help additional customers recover their investment losses or claims of misconduct against Mr. Price (CRD# 1851712).

Craig Price has been a financial advisor more than twenty years last worked for UBS Financial Services in Stuart, Florida (2000-2016). He is currently not registered with any state or firm.

According to the FINRA BrokerCheck report, Craig Price is has seven customer complaints and was discharged from UBS Financial Services. These are significant “red flags” for customers with losses in their accounts at UBS, especially if there are Willow Fund investments.

In February 2016, Craig Price was discharged from his position at UBS Financial Services following allegations, among others, he failed to disclose certain material information to investor customers.

In 2014, a customer said that Craig Price, while employed at UBS Financial Services, recommended unsuitable penny stock investments. The complaint settled for $14,200.

In 2008 a customer complained that Craig Price, while at UBS Financial Services, engaged in unspecified misconduct related to the sale of an auction rate security. The complaint settled for $450,000.

In 2008 a customer said that Craig Price, while employed at UBS Financial Services, engaged in unspecified misconduct related to the sale of an auction rate security. The complaint settled for $75,000.

In 2008 a customer complained that Price, while at UBS Financial Services, engaged in unspecified misconduct related to the sale of an auction rate security. The complaint settled for $225,000.

If you have lost money investing with Craig Price as your financial advisor, call (888) 986-7199 or write the investment recovery lawyers at StockBrokerLawyer.com for a free no-cost consultation. We can help recover your losses and seek other damages, too.

You can use the email form or chat on StockBrokerLawyer.com You may be entitled to recover your losses. We work on contingency: we are paid only when you are paid. Time is limited; delay is the favorite defense of the brokerage firms. Call 888-986-7199 now to speak to an attorney for a no cost evaluation.

Tags:

This is a unique website which will require a more modern browser to work! Please upgrade today!